Audit Supervisor, Global Markets
New York, NY
Full Time
Information Technology
Manager/Supervisor
Role: Audit Supervisor
Location: New York, NY, US (Hybrid)
Salary: USD $105,000 – $130,000 / yr
Job description
At our client, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day.
One of the keys to driving Responsible Growth is being a great place to work for our teammates around the world. We’re devoted to being a diverse and inclusive workplace for everyone. We hire individuals with a broad range of backgrounds and experiences and invest heavily in our teammates and their families by offering competitive benefits to support their physical, emotional, and financial well-being.
Our client believes both in the importance of working together and offering flexibility to our employees. We use a multi-faceted approach for flexibility, depending on the various roles in our organization.
Working at Our client will give you a great career with opportunities to learn, grow and make an impact, along with the power to make a difference. Join us!
This job is responsible for independently performing test work during highly complex audit activities for Lines of Business (LOBs). Key responsibilities include independently designing and executing audit tests, assessing issues for business impact and recommending severity ratings, and establishing business partner relationships. Job expectations include evaluating the control environment, fostering an inclusive work environment, applying product, business, and technical expertise, and supporting team members with development.
Required Skills:
- Familiarity with Global Markets – including trading and hedging strategies, supervisory procedures, P&L attribution, risk management, operational processes and regulatory landscape strongly preferred.
- Audit or risk control risk/controls background in financial services
- Intermediate Analytical / Automation Skills (SQL, SAS, Excel and Access)
- Internal Audit Review
- Issue Management
- • Risk Management
- • Audit Planning
- • Analytical Thinking
- • Project Management
- • Automation
- • Technical Documentation
- • Attention to Detail
- • Business Acumen
- • Relationship Building
- • Coaching
- • Critical Thinking
- • Written Communications
- Advanced degree
- CPA preferred.
- Strong presentation skills
Responsibilities:
- Executes audit strategy for the sound application of risk-based auditing by defining audit scope and audit programs, and leverages automation and innovative methods in a timely and high quality manner
- Exercises sound knowledge of product, business, and technical expertise to effectively challenge management to improve the control environment
- Assesses impacts to business processes, controls, and strategies to provide recommendations on severity ratings
- Provides input on draft audit reports and shares audit results with business leaders
- Supports the development of peers and teams through on-the-job-training and fosters an inclusive work environment
- Establishes business partner relationships, primarily with line management, to develop business knowledge
- Uses innovative tools to complete audit activities more efficiently (e.g., testing)
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